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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-07
NC RA APPROVED 2020-09-27
VA RA APPROVED 2020-08-31
TX RA APPROVED 2020-08-28
  • GA RA
    APPROVED
    Since 2022-01-07
  • NC RA
    APPROVED
    Since 2020-09-27
  • VA RA
    APPROVED
    Since 2020-08-31
  • TX RA
    APPROVED
    Since 2020-08-28

Branch Locations

1 Park West Cir Ste 208, Midlothian, VA 23114 • United States

Moyock, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Moyock NC 10/2010 08/2020
Brokers Service Marketing Group Virginia Beach VA 03/2003 08/2020
Insurance Non-Variable Moyok NC 06/2011 08/2020
Raymond James Financial Services Advisors Inc. Moyock NC 10/2010 08/2020
Townebank Moyock NC 10/2010 08/2020
N/A Moyock NC 11/2010 08/2020
Ameriprise Financial Services, Llc Virginia Beach VA 08/2020 Present
  • 10/2010 → 08/2020
    Raymond James Financial Services
    Moyock, NC
  • 03/2003 → 08/2020
    Brokers Service Marketing Group
    Virginia Beach, VA
  • 06/2011 → 08/2020
    Insurance Non-Variable
    Moyok, NC
  • 10/2010 → 08/2020
    Moyock, NC
  • 10/2010 → 08/2020
    Townebank
    Moyock, NC
  • 11/2010 → 08/2020
    N/A
    Moyock, NC
  • 08/2020 → Present
    Virginia Beach, VA
Previous Registrations
  • 2010-10-29 → 2020-09-01
    Moyoke, NC
  • 2008-11-17 → 2010-11-12
    Investment Professionals, Inc.
    San Antonio, TX
    Moyock, NC
  • 2008-06-01 → 2008-12-11
    Virginia Beach, VA
  • 2006-10-24 → 2008-06-01
    Bi Investments, Llc
    Virginia Beach, VA
  • 1997-07-03 → 2006-10-23
    Osaic Fa, Inc.
    Virginia Beach, VA
    Moyock, NC
    Virginia Beach, VA
Other Businesses

Business Ownership; Hannan Services, Inc.; Oversee; Conduit for receipt of Ameriprise Financial Revenue and existing insurance brokerage renewals, payment of practice expenses and distribution of income to advisor; 213 Rocky Top Road, , Moyock, NC, 27958; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Carolina Highlands Property Owners Association; President; 213 Rocky Top Road, , Moyock, NC, 27958; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hannan Services, Inc; President/Shareholder - Oversee; This business is a "conduit" company that I use to deposit my Ameriprise Revenue and then pay expenses to run my buriness activities.; 213 Rocky Top Road, , Moyock, NC, 27958; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-02
S63 Uniform Securities Agent State Law Examination 1982-10-27
  • S65 Uniform Investment Adviser Law Examination
    1994-06-02
  • S63 Uniform Securities Agent State Law Examination
    1982-10-27
Other Names
  • Bill Hannan

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