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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-01-07 |
| NC | RA | APPROVED | 2020-09-27 |
| VA | RA | APPROVED | 2020-08-31 |
| TX | RA | APPROVED | 2020-08-28 |
Branch Locations
1 Park West Cir Ste 208, Midlothian, VA 23114 • United States
Moyock, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Moyock | NC | 10/2010 | 08/2020 |
| Brokers Service Marketing Group | Virginia Beach | VA | 03/2003 | 08/2020 |
| Insurance Non-Variable | Moyok | NC | 06/2011 | 08/2020 |
| Raymond James Financial Services Advisors Inc. | Moyock | NC | 10/2010 | 08/2020 |
| Townebank | Moyock | NC | 10/2010 | 08/2020 |
| N/A | Moyock | NC | 11/2010 | 08/2020 |
| Ameriprise Financial Services, Llc | Virginia Beach | VA | 08/2020 | Present |
Business Ownership; Hannan Services, Inc.; Oversee; Conduit for receipt of Ameriprise Financial Revenue and existing insurance brokerage renewals, payment of practice expenses and distribution of income to advisor; 213 Rocky Top Road, , Moyock, NC, 27958; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Carolina Highlands Property Owners Association; President; 213 Rocky Top Road, , Moyock, NC, 27958; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hannan Services, Inc; President/Shareholder - Oversee; This business is a "conduit" company that I use to deposit my Ameriprise Revenue and then pay expenses to run my buriness activities.; 213 Rocky Top Road, , Moyock, NC, 27958; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-27 |
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