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Daniel Vincent Hawley

Hawley Advisors

Walnut Creek, CA

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Current Employers
Hawley Advisors

1600 South Main Street Suite 190, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-06
TX RA APPROVED_RES 2014-03-31
  • CA RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED_RES
    Since 2014-03-31

Branch Locations

1600 South Main Street Suite 190, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawley Advisors, Llc Walnut Creek CA 02/2005 Present
Foothill Securities, Inc. Walnut Creek CA 09/2009 12/2016
  • 02/2005 → Present
    Hawley Advisors, Llc
    Walnut Creek, CA
  • 09/2009 → 12/2016
    Foothill Securities, Inc.
    Walnut Creek, CA
Previous Registrations
  • 1998-04-03 → 2009-09-04
    Associated Securities Corp.
    Walnut Creek, CA
    Walnut Creek, CA
  • 1997-09-17 → 2009-09-04
    Associated Planners Investment Advisory Inc
    Walnut Creek, CA
Other Businesses

Investment related: California Licensed independent insurance agent offering life and annuity insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-26
S63 Uniform Securities Agent State Law Examination 1986-12-08
  • S65 Uniform Investment Adviser Law Examination
    1994-09-26
  • S63 Uniform Securities Agent State Law Examination
    1986-12-08
Designations

View on SEC IAPD

Other Firms

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BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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