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Daniel Vincent Hawley

Hawley Advisors

Walnut Creek, CA

CRD 1071497

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Employer firm

Hawley Advisors CRD 139335

$74.2M regulatory AUM 59 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hawley Advisors

1600 South Main Street Suite 190, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-06
TX RA APPROVED_RES 2014-03-31
  • CA RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED_RES
    Since 2014-03-31

Branch Locations

1600 South Main Street Suite 190, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawley Advisors, Llc Walnut Creek CA 02/2005 Present
Foothill Securities, Inc. Walnut Creek CA 09/2009 12/2016
  • 02/2005 → Present
    Hawley Advisors, Llc
    Walnut Creek, CA
  • 09/2009 → 12/2016
    Foothill Securities, Inc.
    Walnut Creek, CA
Previous Registrations
  • 1998-04-03 → 2009-09-04
    Associated Securities Corp.
    Walnut Creek, CA
    Walnut Creek, CA
  • 1997-09-17 → 2009-09-04
    Associated Planners Investment Advisory Inc
    Walnut Creek, CA
Other Businesses

Investment related: California Licensed independent insurance agent offering life and annuity insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-26
S63 Uniform Securities Agent State Law Examination 1986-12-08
  • S65 Uniform Investment Adviser Law Examination
    1994-09-26
  • S63 Uniform Securities Agent State Law Examination
    1986-12-08
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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