Brian Curtis Ullrich

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2012-09-14

IL RA
APPROVED

Since 2012-09-14

Branch Locations

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Hinsdale	IL	08/2012	Present

08/2012 → Present

Royal Alliance

Hinsdale, IL

Previous Registrations

2009-09-08 → 2012-05-24

Lpl Financial Llc

Hinsdale, IL
2006-09-22 → 2009-09-08

Waterstone Financial Group, Inc.

Hinsdale, IL

Itasca, IL

Other Businesses

1) ROYAL ALLIANCE, YES, 38 BLAINE ST, HINSDALE, IL 60521, IAR, 08/28/12, 120/6, INVESTMENT ADVICE... 2) ULLRICH BROKERAGE, LTD. POSITION: Owner - NATURE: Sole Proprietor - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 02/15/1982 ADDRESS: 7116 Matthias Rd, Downers Grove IL 60516, United States DESCRIPTION: Sales, Service, client contact for the employee benefits market place and some individual insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-20
S63	Uniform Securities Agent State Law Examination	1983-01-07

S65 Uniform Investment Adviser Law Examination

2004-02-20
S63 Uniform Securities Agent State Law Examination

1983-01-07

View on SEC IAPD