Best Investors
Account
Sign in
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
125 Wolf Road Suite 224, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities | Palm Beach Gardens | NY | 06/2005 | Present |
LIFE INSURANCE,ANNUITY LTC POSITION: GENERAL AGENT NATURE: IT IS PART OF MY OVERALL PRACTICE OF PROVIDING FINANCIAL SERVICES TO MY CLIENTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 2 START DATE: 01/01/1981 ADDRESS: 125 WOLF ROAD, SUITE 224, ALBANY NY 12205 DESCRIPTION: SALES AND SERVICE OF LIFE, HEALTH AND LTC INSURANCE Albany Annuity Agency, Is Investment Related, DBA, Financial Professional, 2005-06-07,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-05 |
Reach out to this advisor