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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-13 |
| NC | RA | APPROVED | 2018-07-01 |
Branch Locations
207 Western Boulevard, Jacksonville, NC 28546 • United States
2313 Randolph Rd., Charlotte, NC 28207 • United States
4815 Oleander Dr. Ste. 100, Wilmington, NC 28403 • United States
Raleigh, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance | Columbus | OH | 05/2002 | 06/2018 |
| Nationwide Securities | Dublin | OH | 05/2002 | 06/2018 |
| Nationwide Financial Network | Newark | DE | 12/2006 | 06/2018 |
| 1717 Capital Management Company | Newark | DE | 12/2006 | Present |
| Nationwide Securities, Inc. | Raliegh | NC | 08/2008 | 06/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 1/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.Best Rates for Insurance the Wagner Group Inc, 207 WESTERN BLVD, STE A, JACKSONVILLE, NC, 10/01/2021, President, Insurance/Benefits/Human Resources, INV REL - 4HR/MO - 3/TRADING. 3.PAW INVESTMENTS LLC, RALEIGH, NC, 2/2008 AS MANAGER OF ENTITY TO HOLD REAL ESTATE AND INVESTMENTS. NIR - 2/MO - 0/TRADING. 4.ARROWSTAR FINANCIAL INC,, 207A Western Blvd, Jacksonville NC 28546, 11/2022, Investment Advisor Representative. DBA Name, INV REL - 5 /WK - 5 /TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-05 |
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