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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
OH RA APPROVED 2002-04-08
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • OH RA
    APPROVED
    Since 2002-04-08

Branch Locations

6711 Monroe Street Building V, Sylvania, OH 43560 • United States

41 S. High Street, Larue, OH 43332 • United States

218 Depot Street, Wauseon, OH 43567 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Sylvania OH 03/1996 Present
  • 03/1996 → Present
    Mml Investors Services, Inc.
    Sylvania, OH
Other Businesses

NAME: SHAW- WYSE INV REL: Y ADD: 6711 MONROE ST, BLDG V, SYLVANIA, OH NATURE: LIFE AND HEALTH INS POSITION: SALES, AGENT START DATE: 09/01/2000 HR/MO: 4 HR/MO DURING SEC TRADING: 2 (2) NAME: SHAW-WYSE INC.INV REL: Y ADD: 6711 MONROE STREET BLDG V SYLVANIA OH 43560 NATURE: RENT UNUSED OFFICE SPACE POSITION: OWNER START DATE: 9/01/2000 HR/MO: 4 HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-16
  • S63 Uniform Securities Agent State Law Examination
    1986-04-16

View on SEC IAPD

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