Ralph Eugene Winn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2026
  Cetera Advisors Llc
  El Segundo, CA
• 01/2024 → 08/2026
  Cetera Investment Advisers
  Schaumburg, IL
• 03/2024 → 08/2026
  Cetera Investment Advisers Llc
  Mount Dora, FL
• 08/2026 → Present
  Lpl Financial Llc
  Mount Dora, FL

Previous Registrations

• 2024-03-20 → 2026-08-31
  Cetera Investment Advisers Llc
  Mount Dora, FL
  Victorville, CA
• 2006-02-08 → 2024-03-21
  Cetera Advisors Llc
  Greenwood Village, CO
  Wildomar, CA
  Victorville, CA
  Mount Dora, FL

Other Businesses

1. 8/2026 - Paradise - Business Owner - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Amboise FR 32757 - OBA Start date: 02/01/1989

Exams

• S66 Uniform Combined State Law Examination
  2006-01-24
• S63 Uniform Securities Agent State Law Examination
  1994-11-25