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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-11-14 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Pocatello | ID | 01/1982 | Present |
| Pruco Securities, Llc. | Pocatello | ID | 01/1982 | 11/2024 |
| Lpl Enterprise, Llc | Pocatello | ID | 11/2024 | Present |
1) 09/16/2024 - Regence Blue Shield - Offered Health Ins to clients I was already in the home with Prudential - Non-Variable Insurance - Inv Related - At Pocatello, ID - Start Date 02/12/1996 - 1hrs/mth - 1hrs/mth During Trading 2) 09/16/2024 - Alliance for Children - Board Member consulting with Executive Director and other board members - Non-Profit Board Member - Non Inv Related - At Pocatello, ID - Start Date 01/02/1995 - 1hrs/mth - 1hrs/mth During Trading 3) 03/20/2025- Alliance For Children- Non-Profit Board Member- Meet with Executive Director to discuss policy for the business and give advise and consent to the Exec. Dir- not inv. related - at Salt Lake City, UT - start date 01/02/1995- 1hr/mnth-1hr during trading 4) 02/18/2025- Regence BlueShield Of Idaho- Non-Variable Insurance- I continue to hold the appointment to write health insurance business for established clients- inv. related- at Lewiston, ID - start date 01/04/2010- 1hr/mnth-1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-15 |
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