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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-25 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
16133 Ventura Blvd #700, Encino, CA 91436 • United States
Corona Del Mar, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Encino | CA | 09/2009 | Present |
(1) 08/11/2010: DSA Inc - Mortgage/Real Estate Services - Investment Related - At Reported Business Location(s) - 1% Time Spent - Real Estate Broker (2) 05/09/2012: DSA Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 75% Time Spent (3) 08/05/2013: DSA Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Life, Fixed Annuities (4) 12/29/2014: No Business Name - Real Estate Rental - Investment Related - 6020 Sea Bluff Drive Playa Vista CA - Start 01/01/2015 - 1 Hr/Mo Not During Securities Trading - townhouse rental (5) 8/21/2018 - David Vickter Foundation - Not Investment Related - To be determined- - Non-Profit Board Member - Start Date:09/01/2018 - 15 Hours Per Month/5 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-27 |
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