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200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-26 |
| NY | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2019-11-13 |
Branch Locations
200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2016-02-24 |
Branch Locations
200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lebenthal Financial Services, Inc. | Jericho | NY | 01/2014 | Present |
| Lebenthal Diversified Asset Management Inc. | Hauppauge | NY | 11/2011 | Present |
| Lebenthal Global Advisors, Llc | Hauppauge | NY | 05/2017 | Present |
(1) Licensed Independent Insurance Producer; Not Investment-Related; Life and Annuities. (2) Fox News; Unpaid Commentator; About 1 hour per week in this capacity. (3) Lebenthal Diversified Asset Management Inc.; Investment-Related; Hauppauge, NY; President, Owner, and Investment Adviser Representative. (4) Lebenthal Financial Services, Inc.; Investment-Related; Jericho, NY; Registered Representative. (5) Lebenthal Global Advisors, LLC; Investment-Related; Hauppauge, NY; President, Owner, and Investment Adviser Representative. (6) LMA Holding Group; Owner; New York Real Estate Holding Company. (7) Diversified Financial Consultants, Inc.; Principal Owner; Management Support Company. (8) The Lebenthal Report Podcast, investment-related, radio broadcast, Host, 1/12/2021, 4 hours a month after trading hours. (9) Mr. Tavella is the Managing Member of Lebenthal of SW Florida LLC, a management support company. (10) Mr. Tavella has an ownership interest in Olive Key Ventures, LLC, a real estate holding company. (11) Mr. Tavella has an ownership interest in Lebenthal Partners Corporate entity that owns the Lebenthal brand and trademark rights.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-14 |
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