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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-06 |
| CA | RA | APPROVED | 2017-06-13 |
Branch Locations
16133 Ventura Blvd #700, Encino, CA 91436 • United States
Agoura Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Encino | CA | 09/2009 | Present |
1. 9/23/2010: OTHER BUSINESS NAME: DSA INC / REAL ESTATE SALES / REAL ESTATE BROKER FOR ETHAN STEIN'S & MY OWN PERSONAL TRANSACTIONS / 1% OF TIME / ENCINO, CA. 2. 5/9/2012 - DSA Inc. - 75% TIME SPENT - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - ENCINO, CA. 3. 08/05/2013 - NON-VARIABLE INSURANCE - VERY LIMITED INSURANCE FOR LIFE PROTECTION... - 1% OF TIME SPENT - ENCINO, CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-18 |
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