Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-14 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | Present |
LAW LICENSE, NOT INV RELATED, STATE OF CALIFORNIA, START 12/21/1977, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, INACTIVE.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, SAN FRANCISCO, CA, START: 1/05/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-08 |
Reach out to this advisor