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James Timothy Allen

Wells Fargo Advisors Financial Network, LLC

Dallas, TX

Dallas, TX

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-08-31
TX RA APPROVED 2010-07-29
  • WA RA
    APPROVED
    Since 2012-08-31
  • TX RA
    APPROVED
    Since 2010-07-29

Branch Locations

Dallas, TX • United States

5949 Sherry Lane Suite 1225, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Dallas TX 07/2010 Present
The Allen Group Dallas TX 07/2010 Present
Previous Registrations
  • 2008-01-01 → 2010-07-23
    Wells Fargo Clearing Services, Llc
    Dallas, TX
    Dallas, TX
  • 1983-08-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Dallas, TX
    Dallas, TX
    St. Louis, MO
Other Businesses

ADDING ALPHA, LLC DBA THE ALLEN GROUP; INV RELATED; DALLAS, TX; 100% OWNERSHIP; START DATE 03/26/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-04
  • S63 Uniform Securities Agent State Law Examination
    1982-11-04

View on SEC IAPD

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