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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-05-06 |
Branch Locations
1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bloomington | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bloomington | IL | 11/2016 | Present |
DENEEN BROTHERS LLC, INV RELATED, CHICAGO, IL, FAMILY FARM, MANAGING PARTNER, PAY VARIUS BILLS FOR THE COMPANY. FOB DEVELOPMENT INC.; INV-RELATED; BLOOMINGTON, IL, FAMILY REAL ESTATE DEVELOPMENT COMPANY; START: 12/1/15; 1 HR/MO, 0 DURING TRADING. R.O.D. FARMS LLC, INV RELATED, BLOOMINGTON, IL, 15% OWNERSHIP, START 1/18/2012, 1 HOUR PER MONTH, ZERO DURING TRADING, FAMILY FARM. SLOAN LLC, INV RELATED, CHICAGO, IL, MANAGING PARTNER, OF FAMILY OWNED LLC THAT HOLDS INHERITED LAND, 1 HR/MTH SOME DURING BUSINESS HOURS, START 2003. ROBOWE LLC, INVESTMENT RELATED, 10% OWNERSHIP, FAMILY FARM, CURRENTLY NO TIME DEVOTED, BLOMMINGTON IL, START 01/15/2013. TRUSTEE FOR FATHER-IN-LAW; INV. RELATED; BLOOMINGTON, IL; START DATE 12/2/2015; 0 HRS PER MONTH. CORPUS CHRISTI CATHOLIC SCHOOL, INV RELATED, BLOOMINGTON, IL, ENDOWMENT BOARD MEMBER, START 12/23/2014, .5 HOURS PER MONTH, ZERO DURING TRADING, DISCUSSING ENDOWMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-15 |
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