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Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-11 |
| NY | RA | APPROVED | 2024-11-12 |
Branch Locations
Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
34 Water Street Unit 2A, Mystic, CT 06355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasantville | NY | 02/2015 | 10/2024 |
| Dunhill Financial, Llc | London | 10/2024 | Present | |
| Lansdowne Wealth Management, Llc | Mystic | CT | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-11 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-09 |
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