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Stephen Martin Mccourt

LPl Enterprise, LLC

Walpole, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-15
  • MA RA
    APPROVED
    Since 2024-11-15

Branch Locations

961 Main Street Suite G, Walpole, MA 02081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Needham MA 10/1977 Present
Pruco Securities, Llc. Needham MA 10/1977 11/2024
Lpl Enterprise, Llc Walpole MA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-30
S63 Uniform Securities Agent State Law Examination 1984-04-19
  • S65 Uniform Investment Adviser Law Examination
    1998-04-30
  • S63 Uniform Securities Agent State Law Examination
    1984-04-19
Other Names
  • Stephen M Mccourt

View on SEC IAPD

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