Robert Lawrence Mork

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-04-18

TX RA
APPROVED_RES

Since 2007-04-18

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Portland	OR	09/2006	Present

09/2006 → Present

Ubs

Portland, OR

Previous Registrations

2003-04-23 → 2006-10-09

Citigroup Global Markets Inc.

Portland, OR

Portland, OR

Other Businesses

ronald mcdonald house / P.O. Box 4900 Unit 28oregonportlandUnited States97208 / supporting and operating ronald mcdonald houses for families of sick children at partner hospitals / Charity / on finance and investment committee- role is to give options to overall master board / on finance and investment committee- role is to give options to overall master board / 3/1/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-06
S63	Uniform Securities Agent State Law Examination	1983-03-17

S65 Uniform Investment Adviser Law Examination

1992-10-06
S63 Uniform Securities Agent State Law Examination

1983-03-17

View on SEC IAPD