John M Moran

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 02/2019
  Herbert J Sims & Co
  Boca Raton, FL
• 02/2019 → 05/2019
  Ameriprise Financial Services, Inc.
  Plantation, FL
• 10/2019 → 06/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/2019 → 06/2023
  Securian Financial Services Inc
  St. Paul, MN
• 10/2019 → 06/2023
  Evershore Financial Group
  Boca Raton, FL
• 06/2019 → 09/2019
  Unemployed
  Fort Lauderdale, FL
• 06/2023 → Present
  Equitable Advisors, Llc
  New York, NY
• 01/2025 → Present
  Equitable
  Fort Lauderdale, FL

Previous Registrations

• 2019-10-15 → 2023-06-21
  Securian Financial Services, Inc.
  Boca Raton, FL
• 2019-02-08 → 2019-05-31
  Ameriprise Financial Services, Llc
  Plantation, FL
• 2015-10-16 → 2019-02-27
  Herbert J. Sims Capital Management, Inc.
  Boca Raton, FL
  Fairfield, CT
  Boca Raton, FL
• 2010-06-24 → 2013-01-22
  Td Ameritrade, Inc.
  Coral Gables, FL
• 2010-07-09 → 2013-01-22
  Td Ameritrade Investment Management, Llc
  Coral Gables, FL
• 2008-12-08 → 2009-07-24
  Northwestern Mutual Investment Services, Llc
  Skokie, IL
• 2002-05-14 → 2005-07-14
  Mesirow Financial, Inc.
  Fort Lauderdale, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-01
• S66 Uniform Combined State Law Examination
  2008-11-05
• S63 Uniform Securities Agent State Law Examination
  1983-01-06

Other Names

• John Michael Moran
• John M Moran