Robert James Ricci

Current Employers

Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-04

NJ RA
APPROVED

Since 2022-08-04

Branch Locations

1 Eves Drive, Marlton, NJ 08053 • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Solid Rock Financial	Marlton	NJ	09/1995	Present
Iams Wealth Management	Omaha	NE	07/2022	Present

09/1995 → Present

Solid Rock Financial

Marlton, NJ
07/2022 → Present

Iams Wealth Management

Omaha, NE

Other Businesses

Solid Rock Financial; Owner, Independent Insurance Agent; 09/1995- Present; Marlton, NJ; Life Insurance, Long-Term Care, and Annuities; 80 hrs per month; 35 of which are during securities trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-23
S63	Uniform Securities Agent State Law Examination	1982-12-23

S65 Uniform Investment Adviser Law Examination

2022-06-23
S63 Uniform Securities Agent State Law Examination

1982-12-23