Robert James Ricci

Employer firm

Iams Wealth Management, LLC CRD 286085

$397M regulatory AUM 20 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-04

NJ RA
APPROVED

Since 2022-08-04

Branch Locations

1 Eves Drive, Marlton, NJ 08053 • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Solid Rock Financial	Marlton	NJ	09/1995	Present
Iams Wealth Management	Omaha	NE	07/2022	Present

09/1995 → Present

Solid Rock Financial

Marlton, NJ
07/2022 → Present

Iams Wealth Management

Omaha, NE

Other Businesses

Solid Rock Financial; Owner, Independent Insurance Agent; 09/1995- Present; Marlton, NJ; Life Insurance, Long-Term Care, and Annuities; 80 hrs per month; 35 of which are during securities trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-23
S63	Uniform Securities Agent State Law Examination	1982-12-23

S65 Uniform Investment Adviser Law Examination

2022-06-23
S63 Uniform Securities Agent State Law Examination

1982-12-23

View on SEC IAPD