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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-04 |
| NJ | RA | APPROVED | 2014-11-13 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Mahwah, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Florham Park | NJ | 11/2014 | Present |
PALOMBARDO FAMILY TRUST. 349 FORREST RD MAHWAH,NJ 07430. TRUST FOR AUNT'S A/C. REVIEW INVETMENTS FOR TRUST. 5 HOURS PER MONTH. 7/20007. HELP MONITOR HEALTH OF BENEFCIAL INDIVIDUAL ON TRUST.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-13 |
| S65 | Uniform Investment Adviser Law Examination | 2004-11-29 |
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