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Patti Levin

J.P. Morgan Securities LLC

Winnetka, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-09
IL RA APPROVED 2003-08-20
  • TX RA
    APPROVED_RES
    Since 2021-01-09
  • IL RA
    APPROVED
    Since 2003-08-20

Branch Locations

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 10/2010 05/2023
J.P. Morgan Securities Llc Chicago IL 10/2008 05/2023
J.P. Morgan Securities Llc Winnetka IL 05/2023 Present
Jpmorgan Chase Bank, N.A. Winnetka IL 05/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-30
S63 Uniform Securities Agent State Law Examination 1982-12-14
  • S65 Uniform Investment Adviser Law Examination
    1994-06-30
  • S63 Uniform Securities Agent State Law Examination
    1982-12-14
Other Names
  • Patti R Levin
  • Patti Ruth Levin

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · WINNETKA, IL
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