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Beatriz Pallares

Td Private Client Wealth LLC

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-02
WY RA APPROVED 2026-06-02
NY RA APPROVED 2021-08-23
IA RA APPROVED 2021-06-23
AZ RA APPROVED 2021-02-08
UT RA APPROVED 2021-01-25
CO RA APPROVED 2018-01-16
DC RA APPROVED 2016-09-21
SC RA APPROVED 2016-09-16
DE RA APPROVED 2016-08-25
GA RA APPROVED 2016-08-17
MD RA APPROVED 2016-08-17
ME RA APPROVED 2016-08-15
NH RA APPROVED 2016-08-15
RI RA APPROVED 2016-08-15
IL RA APPROVED 2016-01-27
NC RA APPROVED 2014-11-25
TX RA APPROVED 2014-11-25
MI RA APPROVED 2014-10-01
PA RA APPROVED 2014-09-30
VA RA APPROVED 2014-09-30
CA RA APPROVED 2014-02-26
FL RA APPROVED 2013-11-08
MA RA APPROVED 2013-04-22
CT RA APPROVED 2013-04-17
NJ RA APPROVED 2013-04-17
  • LA RA
    APPROVED
    Since 2026-06-02
  • WY RA
    APPROVED
    Since 2026-06-02
  • NY RA
    APPROVED
    Since 2021-08-23
  • IA RA
    APPROVED
    Since 2021-06-23
  • AZ RA
    APPROVED
    Since 2021-02-08
  • UT RA
    APPROVED
    Since 2021-01-25
  • CO RA
    APPROVED
    Since 2018-01-16
  • DC RA
    APPROVED
    Since 2016-09-21
  • SC RA
    APPROVED
    Since 2016-09-16
  • DE RA
    APPROVED
    Since 2016-08-25
  • GA RA
    APPROVED
    Since 2016-08-17
  • MD RA
    APPROVED
    Since 2016-08-17
  • ME RA
    APPROVED
    Since 2016-08-15
  • NH RA
    APPROVED
    Since 2016-08-15
  • RI RA
    APPROVED
    Since 2016-08-15
  • IL RA
    APPROVED
    Since 2016-01-27
  • NC RA
    APPROVED
    Since 2014-11-25
  • TX RA
    APPROVED
    Since 2014-11-25
  • MI RA
    APPROVED
    Since 2014-10-01
  • PA RA
    APPROVED
    Since 2014-09-30
  • VA RA
    APPROVED
    Since 2014-09-30
  • CA RA
    APPROVED
    Since 2014-02-26
  • FL RA
    APPROVED
    Since 2013-11-08
  • MA RA
    APPROVED
    Since 2013-04-22
  • CT RA
    APPROVED
    Since 2013-04-17
  • NJ RA
    APPROVED
    Since 2013-04-17

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc New York NY 09/2012 Present
Td Bank, N.A. New York NY 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
  • S66 Uniform Combined State Law Examination
    2013-03-30

View on SEC IAPD

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