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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-07
  • OH RA
    APPROVED
    Since 2023-06-07

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

7790 Chippewa Rd, Brecksville, OH 44141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Williamsville NY 10/2015 02/2023
Key Investment Services, Llc Brooklyn OH 06/2023 Present
Unemployement Huntington VT 02/2023 06/2023
Previous Registrations
  • 2015-10-29 → 2023-03-07
    Williamsville, NY
    Jamestown, NY
    South Burlington, VT
    Rutland, VT
    South Burlington, VT
    Rutland, VT
  • 2013-02-13 → 2015-10-29
    Miamisburg, OH
    Memphis, TN
    Beachwood, OH
  • 2011-06-08 → 2013-02-13
    Morgan Keegan & Company, Llc
    Miamisburg, OH
    Memphis, TN
  • 2010-10-01 → 2011-04-01
    Dublin, OH
  • 2010-10-01 → 2011-04-01
    Dublin, OH
  • 2008-08-26 → 2010-05-24
    Concord, CA
  • 2005-12-14 → 2008-05-28
    Greenwood Village, CO
  • 2005-10-11 → 2005-12-02
    Keybanc Capital Markets Inc.
    Dayton, OH
    Kettering, OH
    Dayton, OH
    Vandalia, OH
    Huber Heights, OH
    Dayton, OH
    Springfield, OH
    Springfield, OH
    Englewood, OH
    Bellbrook, HI
    Dayton, OH
    Beavercreek, OH
    New Lebanon, OH
    Xenia, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-28
S63 Uniform Securities Agent State Law Examination 1984-06-14
  • S65 Uniform Investment Adviser Law Examination
    1997-07-28
  • S63 Uniform Securities Agent State Law Examination
    1984-06-14
Other Names
  • Brad Miller

View on SEC IAPD

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