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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-20
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

Mountain Brook Center 2700 Highway 280, Suite 206 West, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 12/2006 02/2025
(Dba) R.S. Russell Financial Group Inc Birmingham AL 03/1996 Present
Cetera Wealth Services, Llc Birmingham AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 12/2006 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 03/1996 → Present
    (Dba) R.S. Russell Financial Group Inc
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Birmingham, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-03 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

(dba) R.S. RUSSELL FINANCIAL GROUP INC; Investment Related; 2700 Hwy 280 South, Ste 206 West, Birmingham, AL 35223; Insurance & Financial Services; Owner/Producer; Start Date 03/1996; 160 hours, more or less, per month with the majority of hours per month occurring during trading hours; Insurance sales and marketing. >> LARS LLC; Non-Investment Related; Birmingham, AL; Property Management; Managing Member; Start Date 06/2010; No hours per month; Currently there are no business operations for this LLC. >> DEXTER BUILDING LLC; Non-Investment Related; 2700 Hwy 280 South, Ste 206 West, Birmingham, AL 35223; Business Holdings; Stockholder/Owner; Start Date 08/2018; No hours per month; Owner. >> SPITFIRE REALTY, LLC; Investment Related; 3010 3rd Avenue South, Birmingham, AL 35233; Real Estate; Passive Investor; Start Date 07/2006; No hours per month; Passive investor. >> BENT TREE LAND, LLC; Non-Investment Related; Residence; Real Estate; Owner; Start Date 09/2021; No hours per month; Manage a recreational property. >> THE GABLES COTTAGES LLC; Non-Investment Related; Birmingham, AL; Landlord or other Real Estate; Owner; Start Date 02/2013; No hours per month; 2nd Residence LLC - my second residence. >> RUSSELL FAMILY PARTNERSHIP LLC; Investment Related; Birmingham, AL; Other; Treasurer; Start Date 09/2020; No hours per month; I manage the investments on behalf of my wife and children in this Family trust. >> FIELDCO LLC; Non-Investment Related; Birmingham, AL; Other; Treasurer; Start Date 03/2024; No hours per month; No current duties/activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Designations
Other Names
  • Scott Russell

View on SEC IAPD

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