Stephen Arthur Brown

Current Employers

Employment History

• 04/1990 → Present
  Insurance
  King George, VA
• 01/1997 → Present
  Ria-King George Capital, Mgmt Inc.
  King George, VA
• 10/2014 → Present
  Capitol Securities Management
  King George, VA

Other Businesses

1) Name of Business: RIA-KING GEORGE CAPITAL MANAGEMENT, INC. Investment-related: Yes Address: 12407 RIDGE ROAD KING GEORGE, VA Nature of the other business: Registered Investment Advisory Firm Position, title, or relationship with the other business: PRESIDENT Start date: ONGOING SINCE 02/19/1996 Approximate number of hours/month you devote to the other business: 40 Approximate number of hours/month you devote to the other business during securities trading hours:40 Describe your duties relating to the other business: MANAGE CLIENT PORTFOLIOS 2) Name of Business: ASHLAND LAND DEVELOPMENT CO. INC. Investment-related: Yes Address: 12407 RIDGE ROAD KING GEORGE, VA 22485. Nature of the other business: FAMILY OWNED PROPERTY ADJACENT TO RESIDENCE Position, title, or relationship with the other business: Owner Start date: ONGOING SINCE DECEMBER 2007 Approximate # of hours/month you devote to the other business: 40 Approximate # of hours/month you devote to the other business during securities trading hours: 5 Describe your duties relating to the other business: DEVELOPING PROPERTY AS A SUBDIVISION. SELLING LOTS TO HOME BUILDERS 3) Name of Business: STEPHEN A. BROWN, CFP Insurance Sales Investment-related: Yes Address: 12407 RIDGE ROAD KING GEORGE, VA 22485 Nature of the other business: SALES OF NON-SECURITIES RELATED INSURANCE PRODUCTS SUCH AS FIXED ANNUITIES, LONG-TERM CARE INSURANCE Position, title, or relationship with the other business: Agent Start date: ONGOING ACTIVITY SINCE 1982 Approximate number of hours/month you devote to the other business: 1 Approximate # of hours/month you devote to the other business during securities trading hours: 1 Describe your duties relating to the other business: MARKET AND SELL INSURANCE CONTRACTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-21
• S63 Uniform Securities Agent State Law Examination
  1982-11-22

Designations

Other Names

• Steve Brown