Daniel Thomas Goodwin

Current Employers

Employment History

• 11/2007 → 12/2016
  Mass Mutual Life Insurance
  Bethesda, MD
• 05/2026 → Present
  1St Arrow Archery Llc,
  Spotsylvania, PA
• 01/2014 → 12/2016
  Brooklight Place Securities, Inc.
  Fredericksburg, VA
• 11/2016 → 12/2016
  Interactive Financial Advisors
  Oakbrook, IL
• 08/2012 → Present
  Goodwin & Smith Insurance Services Llc
  Fredericksburg, VA
• 07/2013 → Present
  Rappahannock Properties Inc.
  Fredericksburg, VA
• 05/2016 → Present
  Legal Shield
  Fredericksburg, VA
• 12/2016 → 09/2025
  Avantax Investment Services, Inc.
  Fredericksburg, VA
• 12/2016 → 09/2025
  Avantax Advisory Services
  Fredericksburg, VA
• 12/2016 → 09/2025
  Avantax Insurance Agency, Llc
  Fredericksburg, VA
• 09/2018 → 05/2019
  Goodwin & Smith Financial Services
  Fredericksburg, VA
• 11/2007 → Present
  Anthem Blue Cross Blue Shield/Health Keeper
  Fredericksburg, VA
• 11/2007 → Present
  Kaiser Permenante
  Fredericksburg, VA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fredericksburg, VA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-01-06 → 2025-09-05
  Avantax Advisory Services
  Fredericksburg, VA
• 2016-11-16 → 2017-01-12
  Interactive Financial Advisors
  Oakbrook, IL
• 2008-04-09 → 2013-12-13
  Mml Investors Services, Llc
  Fredericksburg, VA
  Fairfax, VA
  Spotsylvania, VA
  Rockville, MD
  Rockville, MD

Other Businesses

1) Goodwin & Smith Insurance Services~180 Chatham Heights Rd~Fredericksburg~VA~22405~Insurance Agent~Owner~8/1/2012~20hrs~10hrs~prospect, quote, bind insurance policies for clients. 2) Rappahannock Properties Inc.~2217 Princess Anne St~Fredericksburg~VA~22405~Rental Property~Other~7/1/2013~5hrs~5hrs~assist insetting up signs for properties, general labor. assist wife who is owner by taking boxes to storage and assisting with cleaning out of vacant properties as needed. 3) Anthem Blue Cross Blue Shield/Health Keeper~180 Chatham Heights Road~Fredericksburg~VA~22405~Insurance Agent~Agent~11/7/2007~5hrs~5hrs~Quotung and sales of health insurance. 4) Kaiser Permenante~180 Chatham Heights Road~Fredericksburg~VA~22405~Insurance Agent~Agent~11/7/2007~5hrs~5hrs~sales and quoting health insurance. 5) Fredericksburg Masonic Museum Association~'NIR'~803 Princess Anne Street~Fredericksburg~VA~22401~Other~Other~2/1/2019~2hrs~2hrs~I am a at-large board member. I assist in leadership and manage the investment account for this organization. I do not participate investment related decisions of the board. I meet with the board several times a year to discuss the investment and if needed make recommendations. The board will then vote on the recommendations but I do not have a vote on this topic. My other duties include assisting with fund raising (golf tournament) and educational efforts. 6) GOODWIN & SMITH FINANCIAL SERVICES LLC POSITION: Owner NATURE: I use this DBA for consultation and counseling for all divorce related Clients... Under this designation I assist with Property settlement agreements, budgeting, and other financial counseling involved in the divorce process. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 180 Chatham Heights Rd, Fredericksburg VA 22405, United States DESCRIPTION: As stated above Under this OBA, I work only with individuals going through divorces, I meet with them, counsel on litigation procedures (not legal advice) but set expectations on what they can expect if they go to court, explain how child support works, spousal support works and so on... when a legal question is asked I refer them back to their attorney...no legal or financial advice given. More preparation of simple property settlement agreements, how to set up bill payments (some clients never had to pay the bills). Referrals to attorneys, CPAs, mortgage officers or other professionals when needed. 7) Goodwin & Smith FInancial Services; Independent Contractor; Certified Divorce Financial Analyst. CDFA- I will be using this designation once approved by compliance and will meet with prospective divorcees to assist in setting up post divorce budgets and separation of assets. No product information will be discussed.; IR; 25; 09/01/2018; Fredericksburg VA 22405; I will review assets to include retirement plans, homes, vacation homes, businesses to determine how to best equitably divide assets 8) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 8295 CALEDON ROAD, KING GEORGE, VA 22485; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT PROPERTY; 9) NAME OF OTHER BUSINESS: 1ST ARROW ARCHERY LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ARCHERY RELATED ACTIVITIES. START DATE: 7/31/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT/MEMBER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ARCHERY COACHING AND WEB APPLICATION SELLS.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-15

Designations

Other Names

• Dan Goodwin