Edwards D Brawley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Cary, NC
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Cary, NC

Previous Registrations

• 2009-04-30 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Raleigh, NC
• 2001-12-31 → 2009-05-13
  Ubs Financial Services Inc.
  Raleigh, NC
  Raleigh, NC

Other Businesses

Real Estate Ownership; Lot/Land; 218 Starcrest Circle, , North Myrtle Beach, SC, 29582; Not Investment-Related; 09/30/2024. Outside Employment; DHS Office Works, LLC; I run my business through Edgeworth Capital Group, a wealth management practice of Ameriprise Financial. My compensation is paid by an LLC tied to another advisor Douglas H Smith LLC; Manage advisory business; 1477 Long Grove Dr, Suite 202, Mt Pleasant, SC, 29464; Investment-Related; 09/01/2025; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1982-10-22

Other Names

• Edwards Brawley
• Edwards Dorroh Brawley