Roslyn Carter

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2008-01-01

FL RA
APPROVED

Since 2008-01-01

Branch Locations

1701 Rickenbacker Dr Ste 101, Sun City Center, FL 33573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Sun City Center	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Sun City Center	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Sun City Center, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sun City Center, FL

Previous Registrations

1994-07-18 → 2008-01-01

A. G. Edwards & Sons, Inc.

Bradenton, FL

Bradenton, FL

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-18
S63	Uniform Securities Agent State Law Examination	1984-07-27

S65 Uniform Investment Adviser Law Examination

1993-05-18
S63 Uniform Securities Agent State Law Examination

1984-07-27

Other Names

Roslyn Smith Abitabilo

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews