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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-08
FL RA APPROVED 2024-09-25
MA RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2026-04-08
  • FL RA
    APPROVED
    Since 2024-09-25
  • MA RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

San Francisco, CA • United States

35 Harrison Street, Jamestown, NY 14701 • United States

822 Boylston Street Suite 300, Chestnut Hill, MA 02467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami Lakes FL 07/1986 07/2020
Securities America, Inc. Chestnut Hill MA 07/2020 06/2024
Securities America Advisors, Inc. Chestnut Hill MA 07/2020 06/2024
Osaic Wealth, Inc. Chestnut Hill MA 06/2024 Present
Osaic Wealth, Inc. Chestnut Hill MA 06/2024 Present
  • 07/1986 → 07/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Chestnut Hill, MA
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Chestnut Hill, MA
  • 06/2024 → Present
    Chestnut Hill, MA
  • 06/2024 → Present
    Chestnut Hill, MA
Previous Registrations
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Chestnut Hill, MA
  • 2010-09-03 → 2020-07-17
    Investacorp Advisory Services Inc
    Newton Centre, MA
    Chestnut Hill, MA
    Chestnut Hill, MA
Other Businesses

1. WEINBERG FINANCIAL GROUP POSITION: owner/agent NATURE: I transact Life, Long Term Care fixed annuities and Disability Insurance outside of the BD. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1982 ADDRESS: 822 Boylston St, #300, CHESTNUT HILL MA 02467, United States DESCRIPTION: Periodically transact insurance for clients. 2. ROTARY CLUB OF BROOKLINE MA POSITION: Board Member, Treasurer NATURE: 501 c3 and c4 Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: PO Box 126, Brookline MA 02446, United States DESCRIPTION: Participate in Board meetings usually monthly, Reconcile Bank records. Report on Financials. 3. JAMESTOWN COMMUNITY COLLEGE FOUNDATION POSITION: Board Member NATURE: 501c3 Foundation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2003 ADDRESS: 525 Falconer St, Jamestown NY 14701, United States DESCRIPTION: Participate in quarterly board meeting and occasional additional meetings 4. WFG TAX ADVISORS POSITION: Part Owner NATURE: I am minority partner in LLC that acquired an accounting practice INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2025 ADDRESS: 586 N. French Rd, Suite #3, WEST AMHERST NY 14228, United States DESCRIPTION: Silent minority partner - No Duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-15
  • S63 Uniform Securities Agent State Law Examination
    1986-12-15
Designations

View on SEC IAPD

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