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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-08 |
| FL | RA | APPROVED | 2024-09-25 |
| MA | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
San Francisco, CA • United States
35 Harrison Street, Jamestown, NY 14701 • United States
822 Boylston Street Suite 300, Chestnut Hill, MA 02467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami Lakes | FL | 07/1986 | 07/2020 |
| Securities America, Inc. | Chestnut Hill | MA | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Chestnut Hill | MA | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Chestnut Hill | MA | 06/2024 | Present |
| Osaic Wealth, Inc. | Chestnut Hill | MA | 06/2024 | Present |
1. WEINBERG FINANCIAL GROUP POSITION: owner/agent NATURE: I transact Life, Long Term Care fixed annuities and Disability Insurance outside of the BD. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1982 ADDRESS: 822 Boylston St, #300, CHESTNUT HILL MA 02467, United States DESCRIPTION: Periodically transact insurance for clients. 2. ROTARY CLUB OF BROOKLINE MA POSITION: Board Member, Treasurer NATURE: 501 c3 and c4 Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: PO Box 126, Brookline MA 02446, United States DESCRIPTION: Participate in Board meetings usually monthly, Reconcile Bank records. Report on Financials. 3. JAMESTOWN COMMUNITY COLLEGE FOUNDATION POSITION: Board Member NATURE: 501c3 Foundation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2003 ADDRESS: 525 Falconer St, Jamestown NY 14701, United States DESCRIPTION: Participate in quarterly board meeting and occasional additional meetings 4. WFG TAX ADVISORS POSITION: Part Owner NATURE: I am minority partner in LLC that acquired an accounting practice INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2025 ADDRESS: 586 N. French Rd, Suite #3, WEST AMHERST NY 14228, United States DESCRIPTION: Silent minority partner - No Duties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-15 |
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