Edward Herbert Maass

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-01-04

FL RA
APPROVED

Since 2007-01-04

Branch Locations

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/2005	Present

01/2005 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2005-01-25 → 2006-12-31

Commonwealth Financial Network

Boynton Beach, FL
2001-08-27 → 2005-02-22

National Equities Management Co

Boca Raton, FL

Other Businesses

1) SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED. 2) PHYSICIANS WEALTH CARE, LLC; ENTITY CREATED TO OPERATE SECURITIES BUSINESS, AS OWNER, CEO AND ADVISOR; CONDUCTED AT BRANCH; INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-09-10

S63 Uniform Securities Agent State Law Examination

1996-09-10

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD