Gary Lee Mandell

Current Employers

The Mandell Group

Chicago, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	1998-07-30

IL RA
APPROVED

Since 1998-07-30

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Mandell Group	Chicago	IL	05/1984	Present
Fsc Securities Corp.	Atlanta	GA	11/2000	11/2019
Lpl Financial Llc	Chicago	IL	11/2019	12/2024

05/1984 → Present

The Mandell Group

Chicago, IL
11/2000 → 11/2019

Fsc Securities Corp.

Atlanta, GA
11/2019 → 12/2024

Lpl Financial Llc

Chicago, IL

Previous Registrations

2019-12-06 → 2024-12-31

Lpl Financial Llc

Chicago, IL

Roscoe, IL

Chicago, IL
2004-09-09 → 2008-11-04

Fsc Securities Corporation

Chicago, IL

Other Businesses

1. 11/18/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1984 - 2 Hours Per Month During Securities Trading - Life and long term care. 2. 11/18/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Gary Mandell - Time Spent 0%. 3. 07/01/2009 - Amy M. Handel 2009 Irrevocable Insurance Trust - At Reported Business Location(s) - Trustee - Time Spent - 1 hour per month

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-27

S63 Uniform Securities Agent State Law Examination

1983-10-27

Designations

View on SEC IAPD