John Lui

Current Employers

Chatham Wealth Management

10 Townsquare Suite 100, Chatham, NJ 07928 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-11-11

NJ RA
APPROVED

Since 2025-11-11

Branch Locations

10 Townsquare Suite 100, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chatham Wealth Management	Chatham	NJ	06/2010	Present
Alpha Solutions Investment Advisors	San Francisco	CA	03/2011	Present

06/2010 → Present

Chatham Wealth Management

Chatham, NJ
03/2011 → Present

Alpha Solutions Investment Advisors

San Francisco, CA

Previous Registrations

2011-04-28 → 2025-01-15

Alpha Solutions Investment Advisors

South San Francisco, CA
2009-09-29 → 2010-06-22

Chatham Wealth Management, Llc

Chatham, NJ
2007-07-20 → 2009-04-30

Ucb Asset Management, Inc.

New York, NY

Other Businesses

I AM AN INVESTMENT ADVISER REPRESENTATIVE FOR CHATHAM WEALTH MANAGEMENT, WHICH IS LOCATED AT 10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928, SINCE JULY OF 2009. CHATHAM WEALTH MANAGEMENT IS A FEE ONLY REGISTERED INVESTMENT ADVISER. I WORK APPROXIMATELY 60 HOURS A MONTH, AS A PORTFOLIO MANAGER, DEVOTING ABOUT 3 HOURS A DAY DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-26

S65 Uniform Investment Adviser Law Examination

2007-03-26

View on SEC IAPD