John Lui

Employer firm

Chatham Wealth Management CRD 111987

$643M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Chatham Wealth Management
  Chatham, NJ
• 03/2011 → Present
  Alpha Solutions Investment Advisors
  San Francisco, CA

Previous Registrations

• 2011-04-28 → 2025-01-15
  Alpha Solutions Investment Advisors
  South San Francisco, CA
• 2009-09-29 → 2010-06-22
  Chatham Wealth Management, Llc
  Chatham, NJ
• 2007-07-20 → 2009-04-30
  Ucb Asset Management, Inc.
  New York, NY

Other Businesses

I AM AN INVESTMENT ADVISER REPRESENTATIVE FOR CHATHAM WEALTH MANAGEMENT, WHICH IS LOCATED AT 10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928, SINCE JULY OF 2009. CHATHAM WEALTH MANAGEMENT IS A FEE ONLY REGISTERED INVESTMENT ADVISER. I WORK APPROXIMATELY 60 HOURS A MONTH, AS A PORTFOLIO MANAGER, DEVOTING ABOUT 3 HOURS A DAY DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-26