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Bradley Scott Johannes

LPl Financial LLC

Davenport, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-13
ME RA APPROVED 2022-10-11
FL RA APPROVED 2018-08-15
KS RA APPROVED 2018-03-30
IA RA APPROVED 2018-03-26
TX RA APPROVED_RES 2017-08-11
IL RA APPROVED 2012-08-24
  • WI RA
    APPROVED
    Since 2026-01-13
  • ME RA
    APPROVED
    Since 2022-10-11
  • FL RA
    APPROVED
    Since 2018-08-15
  • KS RA
    APPROVED
    Since 2018-03-30
  • IA RA
    APPROVED
    Since 2018-03-26
  • TX RA
    APPROVED_RES
    Since 2017-08-11
  • IL RA
    APPROVED
    Since 2012-08-24

Branch Locations

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Moline IL 08/2012 Present
First Midwest Bank Westmont IL 02/2012 04/2018
Deere Employees Cu Moline IL 02/2012 04/2026
  • 08/2012 → Present
    Moline, IL
  • 02/2012 → 04/2018
    First Midwest Bank
    Westmont, IL
  • 02/2012 → 04/2026
    Deere Employees Cu
    Moline, IL
Previous Registrations
  • 2012-03-12 → 2012-09-06
    Rockford, IL
    Rockford, IL
    Rockford, IL
  • 2012-02-02 → 2012-02-22
    Rockford, IL
    Rockford, IL
    Rockford, IL
    Machesney Park, IL
    Rockford, IL
    Rockford, IL
  • 2010-02-05 → 2010-09-15
    Cuna Brokerage Services, Inc.
    Indianapolis, IN
  • 2006-04-17 → 2010-01-26
    Cetera Investment Services Llc
    Belvidere, IL
    Belvidere, IL
    St Cloud, MN
    Springfield, IL
  • 2005-04-19 → 2005-11-29
    Investment Centers Of America, Inc.
    Mcpherson, KS
    Hutchinson, KS
    Ulysses, KS
    Pittsfield, IL
    Kent City, MI
    Beloit, KS
    Moberly, MO
    Pana, IL
    Vandalia, IL
    Clinton, MO
    Sparta, IL
    Jefferson City, MO
    Charleston, IL
    Schoolcraft, MI
    Rolla, MO
    Petersburg, IL
    Virden, IL
    Springfield, IL
    Mooresville, IN
    Newton, IL
    Taylorville, IL
    Kimberling City, MO
    Macon, MO
    Warsaw, MO
    Galesburg, IL
    Sandusky, OH
    Bellevue, OH
    Burr Oak, KS
    Esbon, KS
    Elmwood, IL
    Winchester, IL
    Kewanee, IL
    Galva, IL
    Mendota, IL
    Peru, IL
    Streator, IL
    Mcnabb, IL
    Ottawa, IL
    Jewell, KS
    Bolivar, MO
    Branson West, MO
    Hollister, MO
    Lagrange, IN
    Hutchinson, KS
  • 2002-12-04 → 2005-01-21
    Uvest Financial Services Group, Inc.
    Belvidere, IL
  • 1998-07-21 → 2002-05-03
    Invest Financial Corporation
    Tampa, FL
Other Businesses

1.04/26/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Empeople Investment & Retirement Services; Investment Related; at Reported Business Location(s); Start Date 04/18/2023; 175hrs/mth; 100hrs during trading 2.08/18/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Johannes Wealth Group. LLC; Investment Related; at Reported Business Location(s); Start Date 08/11/2026; 160hrs/mth; 160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-31
S63 Uniform Securities Agent State Law Examination 1988-01-21
  • S65 Uniform Investment Adviser Law Examination
    1998-08-31
  • S63 Uniform Securities Agent State Law Examination
    1988-01-21
Other Names
  • Brad S Johannes

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