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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-13 |
| ME | RA | APPROVED | 2022-10-11 |
| FL | RA | APPROVED | 2018-08-15 |
| KS | RA | APPROVED | 2018-03-30 |
| IA | RA | APPROVED | 2018-03-26 |
| TX | RA | APPROVED_RES | 2017-08-11 |
| IL | RA | APPROVED | 2012-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Moline | IL | 08/2012 | Present |
| First Midwest Bank | Westmont | IL | 02/2012 | 04/2018 |
| Deere Employees Cu | Moline | IL | 02/2012 | 04/2026 |
1.04/26/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Empeople Investment & Retirement Services; Investment Related; at Reported Business Location(s); Start Date 04/18/2023; 175hrs/mth; 100hrs during trading 2.08/18/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Johannes Wealth Group. LLC; Investment Related; at Reported Business Location(s); Start Date 08/11/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-21 |
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