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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| MN | RA | APPROVED | 2024-11-14 |
| UT | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
12100 Wilshire Boulevard Suite 815, Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Los Angeles | CA | 06/1981 | 11/2024 |
| The Prudential Insurance Company Of America | Los Angeles | CA | 06/1981 | Present |
| California Health Benefit Exchange | Los Angeles | CA | 12/2013 | 09/2022 |
| Lpl Enterprise, Llc | Los Angeles | CA | 11/2024 | Present |
1) 01/16/2025 - Atlas RE - Real Estate Rental - Atlas RE manages the following properties for LLCs listed above: 8740 S. Lafayette Av. Chicago IL 60620 - INV Related - At Beverly Hills, CA - Start date 03/10/2022 - 1hrs/mth - 0hrs During Trading 2) 12/18/2024 - self - Non-Variable Insurance/Insurance Agency - market individual medical insurance - Inv Related - At Los Angeles CA - Start Date 07/07/1981 - 1hr/mth - 0hrs during trading 3) 01/16/2025 - ATLAS RE - Real Estate Rental - Atlas RE manages the following properties for the owners listed above: 145 S Western Ave Chicago, IL 60612 - 100 S Northwest Hwy Park Ridge IL 60068 - 1000 E 162nd St South Holland, IL 60473 - INV Related - At Beverly Hills, CA - Start Date 1/12/2022 - 2hrs/mth - 0hrs During Trading 4) 01/16/2025 - ATLAS RE - Real Estate Rental - Atlas RE manages the following property for the owners listed above: 3722-3738 Tweedy Blvd Southgate CA 90280 - INV Related - At Beverly Hills, CA - Start Date 12/1/2004 - 10hrs/mth - 1hrs During Trading 5) 01/16/2025 - ATLAS RE - Real Estate Rental - Atlas RE manages the following property for the owners listed above: 4749 Artesia Blvd Lawndale CA 90260 - INV Related - At Beverly Hills, CA - Start Date 5/01/2012 - 1hrs/mth - 0hrs During Trading 6) 01/16/2025 - ATLAS RE - Real Estate Rental - Atlas RE manages the following property for the owners listed above: 8531 S Figueroa St Los Angeles 90003 - INV Related - At Beverly Hills, CA - Start Date 05/01/2012 - 0hrs/mth - 0hrs During Trading 7) 01/16/2025 - NIC RE Management - Real Estate Rental - NIC RE Management manages the following property for the owners listed above: 8531 S Figueroa St Los Angeles 90003 - INV Related - At Los Angeles, CA - Start Date 06/01/2004 - 1hrs/mth - 0hrs During Tading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-24 |
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