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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Miami | FL | 04/1974 | 11/2024 |
| The Prudential Insurance Comany Of America | Miami | FL | 04/1984 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
1) 11/29/2024 - Thomas Malkasian Insurance Agency, LLC - Property and Casualty - Sale and service of property and casualty insurance. - INV Related - At Pompano Beach, FL - Start Date 08/08/2017 - 20hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-05 |
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