William Joseph Suvoy

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1977 → Present
  Prudential Insurance Company Of America
  Anaheim Hills, CA
• 06/1977 → Present
  Prudential Insurance Company Of America
  Brea, AZ
• 06/1977 → 11/2024
  Pruco Securities, Llc.
  Anaheim Hills, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Anaheim Hills, CA

Previous Registrations

• 2000-06-06 → 2024-11-14
  Pruco Securities, Llc.
  Anaheim Hills, CA
  Irvine, CA
  Brea, CA
  Brea, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-06-01
• S65 Uniform Investment Adviser Law Examination
  1999-11-04

Other Names

• Bill Suvoy