Douglas Gene Mccowen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 07/2022
  Npb Financial Group, Llc
  Tustin, CA
• 07/2022 → 08/2024
  Independent Financial Group, Llc
  Trabuco Canyon, CA
• 08/2024 → Present
  Osaic
  Trabuco Canyon, CA

Previous Registrations

• 2022-07-15 → 2024-09-03
  Independent Financial Group, Llc
  Fallbrook, CA
  Laguna Beach, CA
  Trabuco Canyon, CA
  Los Alamitos, CA
• 2007-05-25 → 2022-07-15
  Npb Financial Group, Llc
  Los Alamitos, CA
  St. George, UT
  Fallbrook, CA
  Irvine, CA
  Laguna Beach, CA
  Irvine, CA
• 2002-02-11 → 2007-06-14
  Associated Planners Investment Advisory Inc
  Tustin, CA
• 2003-04-29 → 2007-05-31
  Associated Securities Corp.
  Tustin, CA
  Irvine, CA
  Laguna Beach, CA

Other Businesses

1) OUTSIDE INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/1975 ADDRESS: 165 Coyote Brush, Irvine CA 92618-8843, United States DESCRIPTION: OUTSIDE INSURANCE. 2) DOUGLAS G. MCCOWEN POSITION: Agent/Representative NATURE: Insurance sales outside of Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/1975 ADDRESS: 30 Club Vista, Trabuco Canyon CA 92679-3747, United States DESCRIPTION: Life and health insurance sales & service 3) DOUGLAS G. MCCOWEN POSITION: Agent/Representative NATURE: Insurance sales outside of Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/1975 ADDRESS: 30 Club Vista, Trabuco Canyon CA 92679-3747, United States DESCRIPTION: Life and health insurance sales & service

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-05-01
• S65 Uniform Investment Adviser Law Examination
  1996-10-17

Other Names

• Doug G. Mccowen