Michael Boulant Clark

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

KS RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

Lenexa, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Lenexa	KS	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Lenexa, KS
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2017-07-24 → 2021-06-09

Voya Financial Advisors, Inc.

Overland Park, KS

Overland Park, KS

Lenexa, KS

Lake St. Louis, MO

Maple Grove, MN

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 14532 W. 91st Terrace; Lenexa; KS; 66215; Fixed Insurance Sales; Independent Insurance Agent; 6/15/1991; 4; 4; SALE OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-12
S63	Uniform Securities Agent State Law Examination	1988-02-15

S65 Uniform Investment Adviser Law Examination

2017-07-12
S63 Uniform Securities Agent State Law Examination

1988-02-15

Other Names

Mike Clark

View on SEC IAPD