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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | New Iberia | LA | 12/1979 | Present |
| Pruco Securities, Llc. | New Iberia | LA | 12/1979 | 11/2024 |
| Lpl Enterprise, Llc | New Iberia | LA | 11/2024 | Present |
1) 12/02/2024 - KARL VINCENT RENTALS - Real Estate Rental - FIVE TENNANTS. SEPARATE UNITS ALL AT SAME ADDRESS LISTED ABOVE. THIS HAS BEEN REPORTED ON MY U4 SINCE I ACQUIRED THESE OFFICES. MY OWN OFFICE HAS BEEN LOCATED HERE SINCE I ACQUIRED PROPERTY - INV Related - At New Iberia, LA - Start Date 06/01/1983 - 0hrs/mth - 0hrs During Trading 2) 01/29/2025 - KARL VINCENT AGNCY-SOLE PROPRIETOR- - Property and Casualty - Prudential P & C representative since 1979. Evolved from PRU_PAC to Liberty Mutual/Comparion. Currently representing only Liberty Mutual/Comparion (for past 20 years under Prudential agreement). I have one office manager who has been Property and Casualty licensed for approximately 40 years and I servicing my existing book of business. I carried E & O every year for the past 45 years with AON. I was recently informed that AON was no longer the broker for Prudential Property and Casualty. - INV Related - At New Iberia, LA - Start Date 12/03/1979 - 4hrs/mth - 2hrs During Trading 3) 01/24/2025 - None - Non-Variable Insurance/Insurance Agency - Agent/rep Karl Vincent Agncy-sole proprietorship. I am paid through the Prudential payroll system. Since 12/03/1979 I have represented Prudential Property and Casualty and transitioned to Liberty Mutual/Comparion I have sold and continue to sell non variable life and health products. My Property and Casualty business and non variable business is the main source of prospects and client for my LPL book. Life Health and Property and Casualty have been my core prospecting tools for my LPL/ va - INV Related - At New Iberia, LA - Start Date 12/03/1979 - 20hrs/mth - 10hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-12 |
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