Karl Edwin Vincent

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1979 → Present
  Prudential Insurance Company Of America
  New Iberia, LA
• 12/1979 → 11/2024
  Pruco Securities, Llc.
  New Iberia, LA
• 11/2024 → Present
  Lpl Enterprise, Llc
  New Iberia, LA

Previous Registrations

• 2016-11-17 → 2024-11-14
  Pruco Securities, Llc.
  New Iberia, LA
  New Iberia, LA
  Ridgeland, MS
  New Iberia, LA

Other Businesses

1) 12/02/2024 - KARL VINCENT RENTALS - Real Estate Rental - FIVE TENNANTS. SEPARATE UNITS ALL AT SAME ADDRESS LISTED ABOVE. THIS HAS BEEN REPORTED ON MY U4 SINCE I ACQUIRED THESE OFFICES. MY OWN OFFICE HAS BEEN LOCATED HERE SINCE I ACQUIRED PROPERTY - INV Related - At New Iberia, LA - Start Date 06/01/1983 - 0hrs/mth - 0hrs During Trading 2) 01/29/2025 - KARL VINCENT AGNCY-SOLE PROPRIETOR- - Property and Casualty - Prudential P & C representative since 1979. Evolved from PRU_PAC to Liberty Mutual/Comparion. Currently representing only Liberty Mutual/Comparion (for past 20 years under Prudential agreement). I have one office manager who has been Property and Casualty licensed for approximately 40 years and I servicing my existing book of business. I carried E & O every year for the past 45 years with AON. I was recently informed that AON was no longer the broker for Prudential Property and Casualty. - INV Related - At New Iberia, LA - Start Date 12/03/1979 - 4hrs/mth - 2hrs During Trading 3) 01/24/2025 - None - Non-Variable Insurance/Insurance Agency - Agent/rep Karl Vincent Agncy-sole proprietorship. I am paid through the Prudential payroll system. Since 12/03/1979 I have represented Prudential Property and Casualty and transitioned to Liberty Mutual/Comparion I have sold and continue to sell non variable life and health products. My Property and Casualty business and non variable business is the main source of prospects and client for my LPL book. Life Health and Property and Casualty have been my core prospecting tools for my LPL/ va - INV Related - At New Iberia, LA - Start Date 12/03/1979 - 20hrs/mth - 10hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-02-12

Designations

• Chartered Financial Consultant