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James Franklin Johnson

Usa Financial Securities LLC

Ada, MI

Pawleys Island, SC

CRD 1065544

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Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-22
FL RA APPROVED 2024-03-18
SC RA APPROVED 2016-06-22
NC RA APPROVED 2013-01-30
  • NY RA
    APPROVED
    Since 2025-04-22
  • FL RA
    APPROVED
    Since 2024-03-18
  • SC RA
    APPROVED
    Since 2016-06-22
  • NC RA
    APPROVED
    Since 2013-01-30

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

8 Courtyard Circle, Pawleys Island, SC 29585 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Securities Corporation Ada MI 01/2013 Present
Jfj Financial Group Llc Greensboro NC 05/2008 Present
  • 01/2013 → Present
    Usa Financial Securities Corporation
    Ada, MI
  • 05/2008 → Present
    Jfj Financial Group Llc
    Greensboro, NC
Previous Registrations
  • 2010-10-07 → 2012-12-31
    Burlington, NC
    Leesburg, VA
  • 2007-04-18 → 2010-10-08
    Verity Investments, Inc.
    Durham, NC
    Durham, NC
    Burlington, NC
Other Businesses

JFJ FINANCIAL GROUP, LLC - 8 COURTYARD CIRCLE, PAWLEY'S ISLAND, SC 29585. OWNER, ANNUITY MARKETING AND SALES. INVESTMENT RELATED. 60 HOURS PER MONTH DEVOTED TO BUSINESS. 40 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-17
S63 Uniform Securities Agent State Law Examination 1982-11-01
  • S65 Uniform Investment Adviser Law Examination
    2007-04-17
  • S63 Uniform Securities Agent State Law Examination
    1982-11-01
Other Names
  • Jim Johnson
  • James Franklin Johnson
  • James Franklin Johnson
  • James Johnson

View on SEC IAPD

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