Richard Edward Mitchen

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1982 → 01/2018
  Raymond James Financial Services, Inc.
  Baton Rouge, LA
• 01/2009 → 01/2018
  Raymond James Financial Services Advisors, Inc
  Baton Rouge, LA
• 01/2018 → 08/2025
  Avantax Insurance Agency, Llc
  Baton Rouge, LA
• 01/2018 → 08/2025
  Avantax Investment Services, Inc.
  Baton Rouge, LA
• 01/2018 → 08/2025
  Avantax Advisory Services
  Baton Rouge, LA
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  Baton Rouge, LA
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Baton Rouge, LA

Previous Registrations

• 2018-01-18 → 2025-09-03
  Avantax Advisory Services
  Baton Rouge, LA
• 2009-01-02 → 2018-01-22
  Raymond James Financial Services Advisors, Inc
  Baton Rouge, LA
• 2006-08-10 → 2009-01-02
  Raymond James Financial Services, Inc.
  Baton Rouge, LA

Other Businesses

(1)Name of Business: Mitchen Wealth management Address: 4757 Millwood Dr, Baton Rouge, LA, 70817-5029, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/1983 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planning (2)Name of Business: R E Mitchen, LLC Address: 4757 Millwood Dr, Baton Rouge, LA, 70817-5029, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage rental property (3)Name of Business: Richard E Mitchen, LLC Address: 4757 Millwood Dr, Baton Rouge, LA, 70817-5029, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/22/1985 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Prepare individual and business tax returns

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-02-18

Designations

• Personal Financial Specialist