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Michael Louis Kolojejchick

LPl Financial LLC

Dallas, PA

CRD 1064959

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-06-15
  • PA RA
    APPROVED
    Since 2016-06-15

Branch Locations

Dallas, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Peoples Security Bank And Trust Scranton PA 05/2016 Present
Lpl Financial, Llc Dallas PA 06/2016 Present
  • 05/2016 → Present
    Peoples Security Bank And Trust
    Scranton, PA
  • 06/2016 → Present
    Dallas, PA
Previous Registrations
  • 2006-01-09 → 2016-04-20
    Kingston, PA
  • 2003-01-14 → 2006-01-05
    Walnut Street Advisers Inc
    Kingston, PA
Other Businesses

1) 06/09/2016 - Peoples Security Retirement Plan Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 06/10/2016 - Peoples Security Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business locations 3) 06/12/2016 - Ash Brokerage - Non-Variable Insurance - non-inv related - at reported business location(s) - start: 07/01/2016 - 16 hr/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-09
S63 Uniform Securities Agent State Law Examination 1985-07-18
  • S65 Uniform Investment Adviser Law Examination
    2002-12-09
  • S63 Uniform Securities Agent State Law Examination
    1985-07-18
Other Names
  • Midge Kolojejchick
  • Michael Louis (Jr) Kolojejchick

View on SEC IAPD

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