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Thomas John Dobransky

LPl Financial LLC

Santa Rosa, CA

Poway, CA

CRD 1064939

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-11-26
  • CA RA
    APPROVED
    Since 2008-11-26

Branch Locations

Santa Rosa, CA • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas J Dobransky San Diego CA 04/1981 Present
Lpl Financial, Llc San Diego CA 08/1982 Present
  • 04/1981 → Present
    Thomas J Dobransky
    San Diego, CA
  • 08/1982 → Present
    San Diego, CA
Other Businesses

1. 12/01/1986 - NON-VARIABLE INSURANCE DBA - THOMAS J. DOBRANSKY & ASSOCIATES - NO TIME SPENT - SAN DIEGO, CA 2. 08/27/2013 - THOMAS J. DOBRANSKY & ASSOCIATES - ACT IN A FIDUCIARY CAPACITY - I WILL BE ACTING AS TRUSTEE OF MY ACCOUNT FOR THE THOMAS J. DOBRANSKY & ASSOCIATES SECTION 401(K) PLAN DATED 07-15-2013 - 1% OF TIME SPENT - SAN DIEGO, CA 3. 01/16/2014 - THOMAS J. DOBRANSKY & ASSOCIATES - LEGAL ENTITY FOR TAX/ACCOUNTING PURPOSES - 100% OF TIME SPENT 4. 10/15/2015 - Thomas J. Dobransky & Associates - INV REL - 16657 Valle Verde Road, Poway, California 92064 - Act in a Fiduciary Capacity - START 07/15/2013 - 1 HOUR PER MONTH - Trustee of the Thomas J. Dobransky & Associates Section 401(k) Plan

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-25
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S65 Uniform Investment Adviser Law Examination
    2008-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25

View on SEC IAPD

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