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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas J Dobransky | San Diego | CA | 04/1981 | Present |
| Lpl Financial, Llc | San Diego | CA | 08/1982 | Present |
1. 12/01/1986 - NON-VARIABLE INSURANCE DBA - THOMAS J. DOBRANSKY & ASSOCIATES - NO TIME SPENT - SAN DIEGO, CA 2. 08/27/2013 - THOMAS J. DOBRANSKY & ASSOCIATES - ACT IN A FIDUCIARY CAPACITY - I WILL BE ACTING AS TRUSTEE OF MY ACCOUNT FOR THE THOMAS J. DOBRANSKY & ASSOCIATES SECTION 401(K) PLAN DATED 07-15-2013 - 1% OF TIME SPENT - SAN DIEGO, CA 3. 01/16/2014 - THOMAS J. DOBRANSKY & ASSOCIATES - LEGAL ENTITY FOR TAX/ACCOUNTING PURPOSES - 100% OF TIME SPENT 4. 10/15/2015 - Thomas J. Dobransky & Associates - INV REL - 16657 Valle Verde Road, Poway, California 92064 - Act in a Fiduciary Capacity - START 07/15/2013 - 1 HOUR PER MONTH - Trustee of the Thomas J. Dobransky & Associates Section 401(k) Plan
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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