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Robert Keith Incaprera

Ameriprise Financial Services, LLC

New Orleans, LA

Metairie, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-17
TX RA APPROVED_RES 2011-01-25
  • LA RA
    APPROVED
    Since 2015-07-17
  • TX RA
    APPROVED_RES
    Since 2011-01-25

Branch Locations

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Metairie, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 01/2011 03/2020
Ameriprise Financial Services, Llc New Orleans LA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-09
  • S63 Uniform Securities Agent State Law Examination
    1982-11-09
Designations
Other Names
  • Robert Incaprera
  • Robert K Incaprera
  • Robert Keith Incaprera

View on SEC IAPD

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