David J Waitrovich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 07/2011 → Present
  Bank Of America, N.A.
  San Francisco, CA

Other Businesses

I*3367266, Entity Type Entity Charitable, Name of OBA: the V Foundation for Cancer Research/ Don't Ever Give Up BOD Address: CaryNorth Carolina27513 Investment Related: No Position, Title, Association: Board MemberEmployee Start Date: 01/01/2026No Hours: 175 yearly No Hours during trading: 3 yearly Duties:I will be a member of a national bod that will help guide and organize events to raise the awareness of V Foundation and raise funds for V Foundation. The V Foundation runs about 15 events around the country with sponsors. For example, the Napa Valley Wine Event. At these events people attend the party aspect and pay and also they will give directly to V via various fund raising opportunities. They will bid on merchandise, trips and experiences that have been donated to the V. My role is to help people attend, make them aware of V and what V does. Be a ambassador for V in our communities and help V continue to grow. V directs 100% of proceeds from the events to cancer research at the academic level. There is a grant making advisory board whose members are from the science and academic world and they guide the grants.Raise funds via their events for the V Foundation for Cancer Research. Cancer academic research funding.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-03
• S63 Uniform Securities Agent State Law Examination
  1982-10-05

Other Names

• David Jerome Waitrovich