Joseph Irving Rosenberger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Lpl Financial Llc (Formerly: Linsco Private Ledger Corp)
  Waynesboro, VA

Other Businesses

1.07/17/2009; Lincoln Benefit Life; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.09/26/2023; 321 WEST MAIN LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/27/2023; 1hrs/mth; 0hrs during trading 3.07/01/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Monitor Group; Investment Related; at Reported Business Location(s); Start Date 07/01/2025; hrs/mth; hrs during trading 4.08/21/2026; ROSENBERGER FINANCIAL SERVICES; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; 1hrs/mth; 1hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1990-11-16
• S63 Uniform Securities Agent State Law Examination
  1982-09-28

Other Names

• Joe Rosenberger