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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Mill Valley, CA • United States

50 California Street Suite 1500, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Foster City CA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Foster City CA 07/2016 11/2020
Mml Investors Services, Llc Foster City CA 03/2017 11/2020
Woodbury Financial Services Inc San Francisco CA 11/2020 01/2024
Osaic Wealth, Inc. San Francisco CA 01/2024 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Foster City, CA
  • 07/2016 → 11/2020
    Massachusetts Mutual Life Insurance Company
    Foster City, CA
  • 03/2017 → 11/2020
    Foster City, CA
  • 11/2020 → 01/2024
    Woodbury Financial Services Inc
    San Francisco, CA
  • 01/2024 → Present
    San Francisco, CA
Previous Registrations
  • 2020-11-30 → 2024-01-19
    Woodbury Financial Services, Inc.
    San Francisco, CA
  • 2017-03-25 → 2020-11-30
    Redwood City, CA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Foster City, CA
  • 1997-07-08 → 2015-01-02
    New England Securities
    Foster City, CA
    Foster City, CA
  • 2009-12-04 → 2010-04-05
    Msi Financial Services, Inc.
    Foster City, CA
Other Businesses

1. MAHARISHI FOUNDATION POSITION: Certified Teacher NATURE: 501C3 Non profit educational organization teaching Transcendental Meditation in San Francisco INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/08/1970 ADDRESS: 1808 Wedemyer Street, San Francisco CA 94129, United States DESCRIPTION: teach Transcendental Meditation to students who sign up to learn. 2. BAY AREA WEALTH MANAGEMENT GROUP POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/27/2020 ADDRESS: 50 California Street, 15th Floor, San Francisco CA 94111, United States DESCRIPTION: Investment Advisor Wealth Management Servicing Client accounts

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-20
  • S63 Uniform Securities Agent State Law Examination
    1983-09-20

View on SEC IAPD

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