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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
Mill Valley, CA • United States
50 California Street Suite 1500, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Foster City | CA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Foster City | CA | 07/2016 | 11/2020 |
| Mml Investors Services, Llc | Foster City | CA | 03/2017 | 11/2020 |
| Woodbury Financial Services Inc | San Francisco | CA | 11/2020 | 01/2024 |
| Osaic Wealth, Inc. | San Francisco | CA | 01/2024 | Present |
1. MAHARISHI FOUNDATION POSITION: Certified Teacher NATURE: 501C3 Non profit educational organization teaching Transcendental Meditation in San Francisco INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/08/1970 ADDRESS: 1808 Wedemyer Street, San Francisco CA 94129, United States DESCRIPTION: teach Transcendental Meditation to students who sign up to learn. 2. BAY AREA WEALTH MANAGEMENT GROUP POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/27/2020 ADDRESS: 50 California Street, 15th Floor, San Francisco CA 94111, United States DESCRIPTION: Investment Advisor Wealth Management Servicing Client accounts
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-20 |
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