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591 Redwood Highway Suite 3280, Mill Valley, CA 94941 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2022-05-19 |
Branch Locations
591 Redwood Highway Suite 3280, Mill Valley, CA 94941 • United States
Tiburon, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cascade Settlement Services | Mill Valley | CA | 01/2011 | Present |
| Quasar Trading, Llc | Ny | NY | 03/2013 | 09/2017 |
| Dipsea Capital, Llc | Greenbrae | CA | 05/2022 | Present |
CASCADE CAPITAL MANAGEMENT, INVESTMENT RELATED, 100 SHORELINE HIGHWAY, SUITE B-125, MILL VALLEY, CA 94941, FILLING AND PURCHASING CLASS ACTION SETTLEMENT CLAIMS. THE START DATE IS 2/2013, 10 HOURS/ MONTH AND LESS THAN 5 HOURS A MONTH DURING SECURITIES TRADING HOURS. I LOCATE POTENTIAL INVESTORS WHO WOULD INVEST IN CASCADE FUND FOR WHICH I WOULD RECIEVE A FINDERS FEE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-21 |
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