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Donald Michael Abramson

Dipsea Capital, LLC

Mill Valley, CA

Tiburon, CA

CRD 2324362

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Employer firm

Dipsea Capital, LLC CRD 257787

$58.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Dipsea Capital, Llc

591 Redwood Highway Suite 3280, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2022-05-19
  • CA RA
    APPROVED_RES
    Since 2022-05-19

Branch Locations

591 Redwood Highway Suite 3280, Mill Valley, CA 94941 • United States

Tiburon, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascade Settlement Services Mill Valley CA 01/2011 Present
Quasar Trading, Llc Ny NY 03/2013 09/2017
Dipsea Capital, Llc Greenbrae CA 05/2022 Present
  • 01/2011 → Present
    Cascade Settlement Services
    Mill Valley, CA
  • 03/2013 → 09/2017
    Quasar Trading, Llc
    Ny, NY
  • 05/2022 → Present
    Greenbrae, CA
Other Businesses

CASCADE CAPITAL MANAGEMENT, INVESTMENT RELATED, 100 SHORELINE HIGHWAY, SUITE B-125, MILL VALLEY, CA 94941, FILLING AND PURCHASING CLASS ACTION SETTLEMENT CLAIMS. THE START DATE IS 2/2013, 10 HOURS/ MONTH AND LESS THAN 5 HOURS A MONTH DURING SECURITIES TRADING HOURS. I LOCATE POTENTIAL INVESTORS WHO WOULD INVEST IN CASCADE FUND FOR WHICH I WOULD RECIEVE A FINDERS FEE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-11-21
Other Names
  • Don Abramson
  • Donald Michael Abramison
  • Donald Abramison

View on SEC IAPD

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