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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-06 |
| TX | RA | APPROVED | 2023-03-02 |
| DE | RA | APPROVED | 2022-01-04 |
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2020-11-24 |
| OH | RA | APPROVED | 2020-04-21 |
| SC | RA | APPROVED | 2020-01-14 |
| CO | RA | APPROVED | 2018-05-08 |
| CT | RA | APPROVED | 2007-08-16 |
| NJ | RA | APPROVED | 2007-08-16 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Armonk, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Rye Brook | NY | 07/2007 | Present |
| Park Avenue Securities | Rye Brook | NY | 07/2007 | Present |
| Guardian Life Insurance Company | Armonk | NY | 06/2024 | Present |
| Park Avenue Securities | Armonk | NY | 06/2024 | Present |
1. Insurance brokering-Term, Whole, LTC, Start: 01/01/2010, Address: 800 Westchester Ave Suite 800-N Rye Brook, NY 10573, 3 bus hrs per month, Investment related, 2. Real estate salesperson-I am a licensed real estate salesperson in the state of NY, Start: 02/11/2015, Address: 3 ROUND HILL PL CHAPPAQUA, NY 10514, 1 bus hr per month, Investment Related, 3. Executor of estate of Maurice Karr-Close acts/ open estate accts, administer estate activities, Start: 10/23/2017, Address: 800 Westchester ave suite 409-N Rye Brook , NY 10573, Hrs per month - tot/bus: 15/10, Investment related, 4. Round Hill Ventures LLC Investment in Story Ventures LLC which is a venture capital fund, Start: 12/17/2018, Address: 16 Birdsall Farm Drive Armonk, NY 10504, 1 bus hr per month, Investment related, 5) Whippoorwill Ridge Homeowners Assoc- Board of the HOA, Start: 08/10/2020, Address: 16 Birdsall Farm Drive Armonk, NY 10504, 10 total hours per month, 6 during securities trading hours, Not Investment related, No compensation, 6) round hill ventures llc-created an llc with my sons to hold investments, Start: 04/08/2021, Address: its a LLC domiciled in Delaware, Less than 1total hour per month, less than 1 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-11 |
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