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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | San Jose | CA | 03/1979 | Present |
| Pruco Securities, Llc. | San Jose | CA | 03/1979 | 11/2024 |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 11/14/2024- Anne Bedell- Non-Variable Insurance- inv. related- at reported business location(s)- start date 01/01/2016- 10hrs/mnth-0hrs during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-28 |
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